Recognizing advisors have many different business models, The Investment Advisor Alliance, has the flexibility to work with Sterne, Agee, & Leach through the resources of TradePMR to give advisors a unique solution. Whether you are migrating to a fee only style of business, supplementing your fee business with product sales, or are beginning to build your fee business, IAA can extend the support and compliance we provide to fee only advisors to you.
This hybrid platform separates your advisory business from your commission business; therefore, each becomes an outside activity of the other. The Investment Advisor Alliance's role remains that of a registered investment advisor where advisors provide advise in the form of money management, consulting, and financial planning in exchange for a fee.
With The Investment Advisor Alliance as your partner for your fee business you benefit from a company that specializes in the advisory business and understands your needs. As a result of many years as a New York Stock Exchange member firm, IAA understands the brokerage model and the inner workings every step of the way, even down to the transaction's execution. IAA's support of the hybrid model brings advisors an uncommon resolution to an increasingly common situation.
TradePMR, Sterne, Agee, & Leach, and The Investment Advisor Alliance are not affiliated companies.