As a truly open-architecture, flexible firm we can offer any account type available through our custodians and their affiliations. Currently Fidelity Institutional and TradePMR handle all types of accounts, including:

Brokerage Accounts

  • The basic account is an "investment only" account and features:
      • Securities trading
      • Option and margin capability
      • Money market fund sweeps
      • FDIC-insured money market account sweep option
  • As add-on features clients may request a brokerage account with cash access.
    It features the same benefits listed above, plus:
      • A debit card
      • Check writing
  • Retirement Accounts:
      • Individual Roth and traditional retirement accounts (IRAs)
      • Small business Qualified Retirement Plans (QRP) such as the SEP-IRA, SIMPLE IRA, and Self-Employed 401(k)
      • Large company plans such as Company Retirement Accounts (CRA)
      • Defined contribution plans such as 401k plans

    • Providing advice to certain types of retirement plans requires excess Fiduciary and E&O insurance coverage.


    Call Us at 800-607-3340

    To have a representative contact you, fill out this short request form.

    Corporate Mailing Address:
    PO Box 231
    Allendale, NJ 07401




    © 2010 The Investment Advisor Alliance LLC. This website is intended for financial professionals only. The Investment Advisor Alliance is a Registered Investment Advisor. IAA can conduct business only in states where IAA is registered or is exempt from registration. The Investment Advisor Alliance is not licensed to and does not conduct securities business. All custody and trading is provided by registered broker-dealers. Advisor representatives are supervised for advisory activity only. Commission securities sales, insurance sales, or any other outside business of representatives is not supervised by IAA. Fidelity, TradePMR, Sterne, Agee, & Leach and The Investment Advisor Alliance are not affiliated companies. Wealth Protection Solutions, Advisor Technology Services, and The Investment Advisor Alliance are affiliated companies wholly owned subsidiaries of Keeler Financial Services Holdings LLC.